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SEBI ICDR 2018 · BSE · NSE · Main Board

Main Board IPO Advisory

End-to-end Main Board IPO advisory — pre-IPO governance readiness, DRHP preparation support, SEBI filing, listing formalities and Day-1 LODR compliance setup.

SEBI ICDR 2018

Main Board IPO Advisory

pre-IPO governance readiness, DRHP preparation support, SEBI filing, listing formalities and Day-1 LODR compliance setup.

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Pre-IPO Compliance Readiness
We Handle
  • Board composition
  • Committee setup
  • Secretarial audit (MR-3)
  • RPT policy
  • SEBI LODR framework
  • 3-year financial preparation
Pre-IPOBoard GovernanceMR-3
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DRHP / RHP Preparation
We Handle
  • Legal due diligence documents
  • MOA/AOA
  • Capital structure history
  • Promoter details
  • Regulatory approvals for DRHP
DRHPDue DiligenceLegal Docs
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SEBI Filing & Observation Response
We Handle
  • SEBI ICDR filing coordination
  • SEBI observation letter response preparation
SEBI ICDRObservation Letter
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Allotment & Listing Formalities
We Handle
  • Basis of allotment
  • PAS-3
  • Listing agreement execution
  • ISIN activation
  • RTA coordination
  • Listing day compliance
AllotmentPAS-3ISIN
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Post-IPO LODR Compliance Setup
We Handle
  • Reg 29/30/31/33
  • Insider trading code
  • Trading window
  • Compliance officer
  • First quarterly results
Post-IPOLODRPIT Setup
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Prospectus Liability & Legal Review
We Handle
  • Risk factors
  • Litigation disclosures
  • RPT disclosures
  • Promoter verification
  • Post-listing prospectus warranty compliance
ProspectusRisk FactorsRPT

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